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Concepts – Undocumented Adoptions vs Untested Y Lines

Roberta Estes

So you took the Y-line test and you don’t match the surnames you expected to match and now you’re worried. Is there maybe an “oops” in your lineage?

One of two things has happened. Either your line has simply not tested or you have an undocumented adoption in your line.

An undocumented adoption is any “adoption” at any time in history that is not documented – so if you didn’t know about it, it’s an undocumented adoption. Often, these events in genetic genealogy are referred to as NPEs, Non-Paternal Events, but I prefer undocumented adoptions.

Yes, there are myriad ways for this to happen, and I mean besides the obvious infidelity situation, but right now, you only care about figuring out IF you have an undocumented adoption, not how it happened.

How can you tell if your line is one that simply hasn’t been tested of if there is an undocumented adoption in your line? Sometimes you can’t, you’ll simply have to wait until more people of your surname test. Of course, you can always recruit people through the Rootsweb and Genforum lists and boards and social media.

Most of the time this is a process of elimination. If you can’t find anything to suggest that you have an undocumented adoption, then your line is simply probably untested, especially if it’s not a common surname or your ancestors had few male children.

However, there are often clues lurking relative to undocumented adoptions.

Scenario 1 – Right Family, Non-Matching DNA

If you are part of DNA surname project and there are other people who have tested, that you don’t match, that claim the same ancestor as you do – you might have an undocumented adoption on your hands.

In this case, someone’s genealogy is wrong, yours or theirs. By wrong, that doesn’t mean you made a mistake. You (or they) may have tracked the line back to the right ancestor, but instead of being the child of a son of John Doe, for example, your ancestor was the child of the daughter of John Doe, who wasn’t married at the time and had a child by a Smith, but gave the child her surname, Doe.

So right Doe family, wrong child giving birth. There are also other family situations that are discovered utilizing Y DNA testing, like a child simply using the step-father’s name. In this case, finding more descendants to test, especially through other sons will help resolve the paternity question. Given the scenario above, we really don’t know whether the green or red DNA is the Y DNA of John Doe. We need the DNA of another son to resolve the question.

Scenario 2 – Accurate Genealogy, Undocumented Adoption

If you are part of a DNA surname project and two other people who descend from two separate sons of the same ancestor you claim, both having good solid genealogy back to that ancestor – you do have an undocumented adoption on your hands. This situation pretty much removes any doubt about your ancestral line if you are Steve, below.

Assuming their genealogy is correct (and yes, the genealogy could be wrong), theirs (the green) is the paternal line from that ancestor, so you need to start looking at situations that might lend themselves to your ancestor having that name but not sharing that paternal genetic line.

The break in the ancestral line can have occurred anyplace between John Doe and son Steve and the tester, Steve V.  You might want to test males descended from men between Steve Doe and Steve Doe V.  Word of warning here – if you don’t want to know the answer, don’t test.  The break could be between you and your father or your father and grandfather.  Sometimes, these possibilities are just too close for comfort.

At this point, I would turn to autosomal testing to see if any of the people in the surname project match you autosomally. That may tell you if you are actually descended from this line at all – perhaps through a female child as described above. With autosomal testing, especially of distant relatives, you can prove a positive, that you are related, but you can’t really prove a negative, that you aren’t related.

If you’re testing second cousins or closer, you can prove a negative.  If you don’t match your full second cousins, there is a problem – and it’s not the genealogy.

Scenario 3 – Matching a Group of Men with a Particular Surname

If you match a significant number of men with other surnames, with one surname in particular being closely matched and quite prevalent, it’s a large hint. For example, let’s say you have 6 matches at your highest marker level, and 5 of them are Miller men descended from the same ancestor. Chances are very good that you are of Miller descent too.

Again, I’d turn to autosomal testing at this point to see how closely you are related to your closest matching Y DNA Millers or others descended from this same ancestral line.

Scenario 4 – Your Line is Untested

If your surname is something quite unusual, like Ferverda for example, and you don’t fit the situations described above, then it’s likely that your line simply hasn’t tested yet. In this case, the grandfather of our tester was the immigrant from the Netherlands, and Ferverda, both there and in the US, is a very unusual name.

Of course, your line having not tested can happen with common surnames too.

Utilizing Y Search

Update: Please note that YSearch was obsoleted due to GDPR. It has been replaced by mitoYDNA.org.

Check www.ysearch.org periodically to see if others of your surname took the Y chromosome test elsewhere and just got around to entering the results into YSearch, even though the other testers (Ancestry, Sorenson) have been defunct for some time now relative to Y DNA.

You can also search at YSearch by surname. You don’t have any way to view results by surname, outside of projects, at Family Tree DNA, so the only way to discover that someone who claims your paternal line and doesn’t match you is to search by surname at YSearch and hope they have included a tree.

In this example, one person with the Estes surname has results at YSearch, but 40 have Estes in their tree, just not as their patrilineal surname.

Keep in mind that depending on how far back in time an undocumented adoption occurred, you may find matches to people with that same surname who descend from your common biological ancestor, but you may still not share the original ancestor. In the example above, the Doe men red all match each other, because their unknown Smith ancestor is the same, but they don’t match the descendant of John Doe through son James.

A non-match to men of your same surname isn’t a cause for panic, but it is time to do some additional digging to see if you can discover why.

Happy ancestor hunting!

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